Notice in a nutshell update: FCA fines former chief executive and issues Primary Market Bulletin 62
At the start of this year, the Financial Conduct Authority (FCA) issued Final Notices against two former finance directors of Carillion...
Notice in a nutshell: FCA prohibits chief executive of online trading firm from working in financial services due to lack of honesty and integrity
On 13 March 2026, the Financial Conduct Authority (FCA) published a Final Notice in which it prohibited Kasim Garipoglu from...
Notice in a nutshell: PRA fines U K Insurance Limited £10,625,000 in connection with solvency reporting
On 10 March 2026, the Prudential Regulation Authority (PRA) published a Final Notice imposing a financial penalty of £10,625,000 on...
Notice in a Nutshell: FCA fines Dinosaur Merchant Bank £338,000 for market abuse surveillance failures in its CFD business
On 24 March 2026, the Financial Conduct Authority (FCA) issued a Final Notice to Dinosaur Merchant Bank Limited (DMBL), imposing a...
SMCR reform: Key aspects of firm and individual notifications
The changes to SMCR published by the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) on 21 April have...
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